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Regulatory Compliance Law

Expert regulatory compliance law representation for high-stakes matters. We provide a clear path through the most complex regulatory issues.

Companies and individuals have an increasing number of regulatory requirements to comply with and regulatory bodies are more proactive than ever. Whether you or your company is under investigation, undergoing disciplinary proceedings or dealing with the reputational damage that may ensue, you need legal advice that guides you through each step of the process.

We can guide you through the evolving regulatory challenges that you face and give you the confidence that you are compliant and able to demonstrate best practice. Our team of specialist and dedicated regulatory lawyers acts for organisations conducting investigations and presenting cases and for those facing investigations, prosecutions and compliance action.

Regulatory compliance services on offer

The penalties of falling foul of regulations are increasing and large fines, criminal proceedings and injunctions are all possibilities. Our litigators have the experience and savvy to defend the full range of claims that may result from a breach.

We know engaging with regulators doesn't always mean going to court and we understand that sometimes negotiation can save you both money and time. We are deeply experienced in public and administrative laws, should enforcement decisions merit appeal and challenge, through to the highest courts.

Our Betting & Gaming team advise clients on all their regulatory needs, from licence applications, compliance requirements and preparation of policies and terms and conditions, through to compliance assessments, regulatory investigations and licence reviews.

We advise our clients on how best to achieve their strategic objectives while complying with an evolving regulatory regime.

We advise on contentious issues which touch on politics, informed by our team's deep understanding of the political landscape and political party rules, including making and defending complaints to Parliamentary regulators.

Helping to navigate the regulatory landscape and exploit technology assets (or third-party technology assets) through licensing models and using our network of contacts and cross-border contract experience to provide multi-jurisdictional commercially focused legal and regulatory advice.

Our lawyers have extensive experience guiding common carrier, broadcast and corporate user clients on their rights and obligations, as well as preparing regulatory comments, license applications and other filings for submission to the CA.

Shifting societal expectations and increased legal and regulatory obligations have made public scrutiny a reality, even for those who prefer to avoid the spotlight.

Our lawyers advise professionals and their organisations facing challenge or investigation by their regulatory or enforcement bodies.

Companies are required to put in place systems and processes to protect their users, and to meet new legal and regulatory obligations.

Helping to navigate the regulatory landscape and exploit technology assets (or third-party technology assets) through licensing models and using our network of contacts and cross-border contract experience to provide multi-jurisdictional commercially focused legal and regulatory advice.

Our Corporate Governance practice combines our deep expertise of relevant law and regulation with our experience of implementing best practice.

Our Financial Services Regulatory experience is broad, helping both regulated and unregulated entities and individuals understand and navigate the rules and obligations imposed on them under Kenya financial services legislation with the CBK and PRC.

We understand the regulators, and how they think

We have a deep understanding of regulators' mindsets, motivations, priorities and approaches – developed through long experience of working closely with them and enhanced by the presence of former regulators within our team.

Why choose Hassan Luk for your regulatory compliance?

We help people and businesses who are regulated by all major industry regulators. We act for national and international regulatory authorities, professional regulatory bodies and professional membership associations across a broad range of sectors - undertaking investigatory, audit and prosecution work as well as advising on issues of governance, structures, powers, duties and policy.

Our acute understanding of the overarching principles of public interest and public protection permeates throughout our advice and support helping you to stand up to scrutiny, be accountable and achieve your objectives.

Our regulatory compliance lawyers

Our experienced lawyers provide a prompt, proactive and compassionate service and understand the importance of achieving the very best outcome for your unique situation.

Our national team of regulatory law lawyers is a single-source service for all regulatory compliance issues. Whatever your business, we'll help you to prevent problems wherever possible, and to manage them effectively when they do occur, engaging with the regulator on your behalf to protect your business.

Meet our lawyers